Cross-Border Distribution of UCITS

. Section 2 - Correspondant(s) en France de l’OPCVM et obligations d’information - Article 46 to 48 - Chapitre 2 - Autres OPCVM étrangers- Article 49

• CMF (Code Monétaire et Financier) General regulation Art. L621-5-3 and D621-27

Source: www.amf-france.org

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Belgium

• Circulaire CBFA OPC 1/2007 relative à la procédure de notification pour les OPC relevant du droit d’un autre Etat membre de l’Espace Economique Européen et répondant aux conditions de la Directive 85/611/CEE

• Circulaire CBFA OPC 2/2007 relative à la procédure de notification pour les organismes de placement collectif de droit belge qui répondent aux conditions de la Directive 85/611/CE

• Circulaire CBFA OPC 4/2007 relative à la détention de titres d’organismes de placement collectif par l’entremise d’un intermédiaire (nominee)

• Loi du 20 juillet 2004 relative à certaines formes de gestion collective de portefeuilles d’investissement

• Royal Decree of 4 March 2005 relating to certain public undertakings for collective investment

Source: www.cbfa.be

Ireland

• UCITS Notices issued by the Central Bank of Ireland relating to Undertakings for Collective Investment in Transferable Securities authorised under European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2003, October 2010

• Marketing requirements: UCITS 15 Notice relating to supervisory requirements for UCITS authorised in another Member State intending to market units in Ireland, October 2010

• Investment funds, companies & miscellaneous provisions Act 2006

Source: www.financialregulator.ie/ and www.entemp.ie

Luxembourg

• Law of 20 December 2002 relating to undertakings for collective investment and amending the law of 12 February 1979 concerning the value added tax as amended: Part I - UCITS - Chapter 6: UCITS situated in Luxembourg which market their units in other Member States of the European Union - Articles 53 to 58 - Chapter 7: UCITS situated in other Member States of the European Union which market their units in Luxembourg - Articles 59 to 64

• Circular CSSF 07/277 relating to the new notification procedure in line with the guidelines of CESR regarding the simplification of the UCITS notification procedure

Source: www.cssf.lu

| Cross-border distribution of UCITS | Appendices

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