Cross-Border Distribution of UCITS

Hong Kong

• The Unit Trust Code , 25 June 2010 Part I: General matters Part II: Authorisation requirements Part III: Post-authorization requirements

• Circular to management companies / product issuers of SFC-authorised schemes - Implementation arrangements to the Code on Unit Trusts and Mutual Funds , December 2010

• Circula r to issuers of advertisements relating to SFC - authorised Collective Investment Schemes , December 2008

• Circula r to issuers of retail investment products , October 2008

Source: www.sfc.hk

Appendix 2 - Regulation at domestic levels - page 6