Shedding Light on Non-Financial Risks – a European Survey

Shedding Light on Non-Financial Risks – a European Survey — January 2012

References

•  European Union. 2005. Green paper on the enhancement of the EU framework for investment funds. (July). •  European Union. 2006. White paper on enhancing the single market framework for investment funds. (November). •  European Union. 2009. UCITS IV directive: Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities. (July). •  European Union. 2011 (a). AIFM directive: Directive 2011/61/EU of the European Parliament and of the Council 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010. (June). •  European Union. 2011 (b). Regulation of N° 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies. • Grene, S. 2010. “Doubts over insurance adequacy”. Financial Times . (17 October). • Groendahl, B. 2011. “HSBC Was Warned About Madoff ‘Fraud Risks’ in 2006 and 2008 KPMG Reports”. Bloomberg. (18 March). •  Keena, C. 2010. “Dublin-registered Thema part of complaint filed to recoup $9bn received under Madoff”. Irish Times. (10 December). •  Laurent, L. and M. Protard. 2011. “UBS tricked Madoff victims with prospectus: lawyer”. Reuters. (23 March). •  Le Page, S. 2011. “Madoff ou les failles des fonds européens”. Les Echos . (7 February). • Masters, B. and S. Pignal. 2009. “Regulators seek best way to protect investors”. Financial Times . (9 December). •  Pavlenko Lutton, L. 2007. “Letter to SEC: Make Fund Boards More Independent”. Morningstar Fund Spy. (3 December). • Meyer, G. and T. Braithwaite. 2011. “MF Global accused over fund transfers”. Financial Times . (November 2). •  Tait, N. 2010. “EU talks on rating agencies begin”. Financial Times . (25 November). Waters, D. 2009. Regulatory challenges for fund managers. FSA. (April).

93

An EDHEC-Risk Institute Publication