CACEIS European Regulatory Watch Newsletter


2014 November No.5

EUROPE AIFMD - Reporting IT technical guidance (revision 4)

GERMANY CRA III- Regulation transposed in Germany

AIFMD - ESMA Q&A update on reporting CSDR – European Commission issues Q&A

IRELAND Irish Collective Asset Management Vehicle (“ICAV”) introduction Publication by Irish Revenue Commissioners of finalized guidance notes on the implementation of FATCA SWITZERLAND Potential impact of the proposed new regulation Financial Institutions Act (“FinIA”) for “independent” investment managers FRANCE Modification of Books II and V of the AMF General Regulation Reporting obligation to the AMF through implementation of the AIFMD Accounting plan of open-ended collective investment undertakings

EMIR- Consultation of ESMA on draft standards for the clearing of foreign-exchange non deliverable forwards EMIR- Definition by ESMA of products, counterparties and starting dates for the clearing of interest rate swaps EuSEF & EuVECA – Consultation of ESMA on implementing measures and open hearing on 10 November 2014 MiFID – Consultation of ESMA on the definition of financial instruments MiFID - Publication of ESMA of Remuneration Guidelines compliance table LUXEMBOURG Publication by ALFI of the Guidelines on AIFMD reporting Publication by ALFI of Q&A on AIFMD reporting UCITS- Implementation by CSSF of the ESMA revised guidelines on ETFs and other UCITS issues

THE NETHERLANDS EMIR-reporting obligation upon a mandate


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