CACEIS European Regulatory Watch Newsletter



2016 February

EUROPE AIFMD - EU Commission answers to ESMA on the AIFMD passport MIFID II - ESMA publishes final guidelines on cross-selling practices under MiFID II MIFID II - ESMA consults on transaction reporting, reference data, order record keeping and clock synchronisation SFTR - Regulation on transparency of securities financing transaction and re-use (“SFTR”) UCITS V - The EU Commission proposes Delegated regulation on UCITS depositary duties LUXEMBOURG AIFM/UCITS - Extension of the scope of entities subject to quarterly reporting under CSSF circular 10/467 AUDIT - CSSF press release on the external rotation mechanism of statutory audit firms auditing public interest entities (PIE) ELTIF - CSSF publishes ELTIF’s application form SIF/SICAR - CSSF specifies risk management and conflicts of interest policy requirements for SIF and SICAR

NETHERLANDS Dutch data protection regime - New regulations Dutch tax treatment of limited partnerships and funds for joint account - New amended regime applicable TAX UPDATES AEOI - New Rules to Help EU Tax Authorities Exchange Information Adopted by European Commission (EU) CRD IV - EBA Guidelines on CRD IV (EU) INVESTMENT TAX ACT - Reform of the Investment Tax Act (Germany) CIVs - New Rules on the Tax Treatment of CIVs (Norway) STOCK OPTION PLANS - New Reporting Requirement for Stock Option Plans (Luxembourg)

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