Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry

Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry - December 2012

About Caceis

CACEIS is one of the world’s market leaders in asset servicing and the largest depositary bank and premier fund administrator in Europe, holding assets under custody of € 2.5 trillion and assets under administration of € 1.3 trillion for institutional and corporate clients. Through an extensive network of offices spanning Europe, North America and Asia, CACEIS offers a broad range of services covering depositary and custody, fund administration, middle office outsourcing, clearing, fund distribution support and issuer services. With strong yet steady expansion in terms of assets, clients and geographical coverage, and the solid support of our principal shareholder Crédit Agricole, CACEIS has proven itself a reliable and capable asset servicing partner. The CACEIS group is focused on providing innovative servicing solutions that enable clients to achieve their growth and expansion objectives. The group has the business agility to give clients a first- starter advantage in today's changing regulatory environment, and by handling clients’ non-core functions in an effective and efficient manner, CACEIS helps them focus on generating value for investors.

1, place Valhubert 75013 Paris – France Tel.: +33 (0) 1 57 78 00 00 www.caceis.com

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An EDHEC-Risk Institute Publication