Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry

Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry - December 2012

References

•  European Union (2010), CONSOLIDATED VERSION OF THE TREATY ON THE FUNCTIONING OF THE EUROPEAN UNION. (Official Journal of the European Union, 30 March 2010.) TFEU • Group of Twenty (2009), G20 Leaders Statement: The Pittsburgh Summit, 24-25 September 2009. •  IP/08/1679, High Level Expert Group on EU financial supervision to hold first meeting on 12 November, Press Release IP/08/1679, European Commission, 11 November 2008. •  IP/09/126, Commission sets out steps to clarify the responsibilities of UCITS depositaries, Press Release IP/09/126, European Commission, 26 January 2009. •  LuxAlpha (2009), ASSIGNATION devant le Tribunal d’Arrondissement de et à Luxembourg siégeant en matière commerciale suivant la procédure civile, 18 December 2009. •  Samad-Khan, A. (2008), Modern Operational Risk Management, Emphasis 2008/2, pp26-29, Towers Perrin, 2008. •  SEC(2006) 1451, COMMISSION STAFF WORKING DOCUMENT Accompanying the WHITE PAPER WHITE PAPER ON ENHANCING THE SINGLE MARKET FRAMEWORK FOR INVESTMENT FUNDS IMPACT ASSESSMENT, SEC(2006) 1451, European Commission, 15 November 2006. •  SEC(2011) 1226, COMMISSION STAFF WORKING PAPER IMPACT ASSESSMENT Accompanying the document Proposal for a DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on Markets in financial instruments [Recast] and the Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on Markets in financial instruments, SEC(2011) 1226 final, European Commission, 20 October 2011. •  SEC (2008), Complaint against Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC lodged by the Securities and Exchange Commission with the United States District Court Southern District of New York, Securities and Exchange Commission, 11 December 2008. •  Till, H. (2012), Lessons from the MF Global Collapse, Presentation to the Chicago chapter of PRMIA (update of the work presented at the EDHEC-Risk Days Europe 2012 conference), 15 June 2012. • UBS (2009), Reaction of UBS regarding today's communiqué from the Commission de Surveillance du Secteur Financier (CSSF) in Luxembourg, UBS, Press Release, 25 February 2009. • Weber, R. and Gruenewald, S. (2009), UCITS and the Madoff scandal: liability of depositary banks?, Butterworths Journal of International Banking and Financial Law , pp338-341, June 2009.

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An EDHEC-Risk Institute Publication