Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry

Proposals for Better Management of Non-Financial Risks within the European Fund Management Industry - December 2012

References

• Ducoulombier, F. (2012), Guidelines on ETFs and other UCITS issues, Technical Analysis, EDHEC-Risk Institute, July 2012. •  EBF (2012), EBF POSITION ON UCITS V, EBF Ref. D1425F-2012, European Banking Federation, 19 October 2012. •  EFAMA (2010), EFAMA Preliminary Position Paper on the Commission’s proposal amending the Directive on Investor-Compensation Schemes, 10-4088, European Fund and Asset Management Association, 12 October 2010. •  EFAMA (2012), EFAMA Position Paper on the legislative proposal of the Commission amending Directive 2009/65/EC (“UCITS V”), European Fund and Asset Management Association, September 2012. •  ESMA/2011/220, Discussion paper: ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS, ESMA/2011/220, European Securities and Markets Authority, 22 July 2011. •  ESMA/2011/379, ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive, ESMA/2011/379, European Securities and Markets Authority, 16 November 2011. •  ESMA/2012/270, Report: Actual use of sanctioning powers under MAD, ESMA/2012/270, European Securities and Markets Authority, 26 April 2012. •  ESMA/2012/379, Consultation Paper: Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories, ESMA/2012/379, European Securities and Markets Authority, 25 June 2012. •  ESMA/2012/44, Consultation paper: ESMA’s guidelines on ETFs and other UCITS issues, ESMA/2012/44, European Securities and Markets Authority, 30 January 2012. •  ESMA/2012/474, Guidelines on ETFs and other UCITS issues – Consultation on recallability of repo and reverse repo arrangements, Report and Consultation paper, European Securities and Markets Authority, ESMA/2012/474, 25 July 2012. •  ESMA/2012/600, Final Report: Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories, ESMA/2012/600, 27 September 2012. •  European Commission (2009), WORKING DOCUMENT OF THE COMMISSION SERVICES (DG MARKT): CONSULTATION PAPER ON THE UCITS DEPOSITARY FUNCTION, European Commission, 3 July 2009. •  European Commission (2012), CONSULTATION DOCUMENT: Undertakings for Collective Investment in Transferable Securities (UCITS) Product Rules, Liquidity Management, Depositary, Money Market Funds, Long-term Investments, European Commission, 26 July 2012. UCITS VI consultation

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An EDHEC-Risk Institute Publication