Cross-Border Distribution of UCITS

ANNEX I I

Functions included in the activity of collective portfolio management: Investment management.

Administration: (a) Legal and fund management accounting services; (b) Customer inquiries; (c) Valuation and pricing (including tax returns); (d) Regulatory compliance monitoring; (e) Maintenance of unit-holder register; (f) Distribution of income; (g) Unit issues and redemptions; (h) Contract settlements (including certificate dispatch); (i) Record keeping.

Marketing.

ANNEX I II - PART A

Repealed Directive with list of its successive amendments (referred to in Article 117)

Council Directive 85/611/EEC (OJ L 375, 31.12.1985, p. 3) Council Directive 88/220/EEC (OJ L 100, 19.4.1988, p. 31) Directive 95/26/EC of the European Parliament and of the Council (OJ L 168, 18.7.1995, p. 7) Directive 2000/64/EC of the European Parliament and of the Council (OJ L 290, 17.11.2000, p. 27) Directive 2001/107/EC of the European Parliament and of the Council (OJ L 41, 13.2.2002, p. 20) Directive 2001/108/EC of the European Parliament and of the Council (OJ L 41, 13.2.2002, p. 35) Directive 2004/39/EC of the European Parliament and of the Council (OJ L 145, 30.4.2004, p. 1) Directive 2005/1/EC of the European Parliament and of the Council (OJ L 79, 24.3.2005, p. 9) Directive 2008/18/EC of the European Parliament and of the Council (OJ L 76, 19.3.2008, p.42)

Article 1 fourth indent, Article 4(7) and Article 5 fifth indent only

Article 1 only

Article 66 only Article 9 only

ANNEX I II - PART B

List of time-limits for transposition into national law and application (referred to in Article 78)

Directive

Time-limit for transposition

Date of application

85/611/EEC 88/220/EEC

1 October 1989 1 October 1989

- - - -

95/26/EC

18 July 1996

2000/64/EC 2001/107/EC 2001/108/EC 2004/39/EC

17 November 2002

13 August 2003 13 August 2003

13 February 2004 13 February 2004

-

30 April 2006

2005/1/EC

13 May 2005

-

| Cross-border distribution of UCITS - May 2011 | Appendix

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