A Better Grasp of Non-financial Risks

The European Fund Management Industry Needs a Better Grasp of Non-financial Risks — December 2010

References

• —. 2002b. Circular 02-77. November. • —. 2007. Annual report. • Morley, J., Q. Curtis, and L. Olin. 2010. Exit, voice and fee liability in mutual funds. Yale Law School, Yale law & economics research paper no. 403. • Oxera, 2002. The role of custody in European asset management. November. •  Rounds, J., and A. Dehio. 2007. Publicly-traded open end mutual funds in common law and civil law jurisdictions: A comparison of legal structures. NYU Journal and Law and Business (3): 473-518. •  Spalek, B. 2007. Knowledgeable consumers? Corporate fraud and its devastating impacts. Center for Crime and Justice Studies. Briefing paper 4:1-8. • UK. 2000. Financial services and market act 2000. • UK FSA. Collective investment schemes Sourcebook (within the UK FSA handbook). • —. Full handbook glossary. • US Securities and Exchange Commission. 1940. Investment company act. • —. 2003. Part 270 of the rules and regulations of the investment company act of 1940. • —. 2009. Investment company registration and regulation package. • Waters, D. 2009. Regulatory challenges for fund managers. UK FSA. 7 April.

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An EDHEC-Risk Institute Publication